近两年,爆发的胜景山河、绿大地、万福生科,以及设计财务问题被证监会定性为“虚假陈述”的案例,对证券市场的诚信建设蒙上了阴影,打击了投资者的信心。上市公司造假与中介机构失职行为密切相关。据披露,平安证券、华泰联合证券和国信证券及其保荐代表人问题较为突出。金融市场的情况也令人忧虑。华夏银行上海一家分支机构代销的总额高达人民币1.4亿元的 In the past two years, the outbreak of the scenic mountains and rivers, green earth, Wanfu Sanko, as well as the design of financial issues by the Commission as “false statements,” the case of honesty and credibility of the stock market cast a shadow cast a blow to the investors confidence. The fraud of listed companies is closely related to the dereliction of duty of intermediaries. According to the disclosure, Ping An Securities, Huatai United Securities and Guoxin Securities and its sponsor representative of the more prominent. The situation in financial markets is also worrying. Huaxia Bank, a Shanghai branch of the total sales of up to 140 million yuan