论文部分内容阅读
在我国证券投资已经发展了二十多年的时间,证券投资咨询也经历了从无到有,目前已经初具规模,并随着我国资本市场的发展而趋于完善和系统。但是,令人遗憾的是,我国证券投资咨询业务的问题仍然十分突出,如:在股市中的黑嘴、对股市行情进行虚假预测、向股民承诺收益但是服务质量低下的诸多不和谐行为严重损害了广大投资者的利益和对证券投资咨询行业的信任;再如:对于证券投资咨询机构而言,由于业务范围狭小、缺乏盈利能力,使得整个行业经常叫苦连连。这些问题的存在严重影响了证券投资咨询在增加市场的有效性、透明性,进一步扩大证券市场的信息供给、有效地规范公司的行为、正确引导股民进行理性投资等方面的作用未能全部发挥出来。本文将就目前我国证券咨询业务的发展现状进行剖析,并对其未来的发展前景进行简单地展望,以期为促进我国证券业的发展、促进我国资本市场的完善奠定基础。
Securities investment in our country has been developed for more than twenty years, and securities investment consulting has gone from scratch. At present, it has begun to take shape and has become perfect and systematic with the development of China’s capital market. However, it is regrettable that the problems of China’s securities investment consulting business are still outstanding, such as the black mouth in the stock market, the false prediction of the stock market, the promises promised to the investors but the poor quality of service, and so on. For the interests of investors and trust in the securities investment consulting industry; Another example: for the securities investment advisory body, due to the business scope is small, the lack of profitability, making the industry often complained about again and again. The existence of these problems has seriously affected the role of securities investment consulting in enhancing the effectiveness and transparency of the market, further expanding the supply of information in the securities market, effectively regulating the behavior of the company and properly guiding investors to make rational investments. . This article will analyze the status quo of the current securities consulting business in our country and briefly prospect its future development prospects in order to lay the foundation for the development of China’s securities industry and the improvement of China’s capital market.