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关于投资者违反《证券法》规定的权益披露规则和慢走规则,持有股份超过5%的,“买入”股票行为的效力和新股东权利是否应当受到限制,目前还存在不同的认识。解决这一问题,要厘清投资者的买入行为性质认定,违反慢走规则的证券买卖合同效力,是否构成侵权,如何责令改正,是否要承担民事赔偿责任等几个法律问题。
As for the investors ’infringement of the rights and interests disclosure rules and slow walking rules stipulated in the Securities Law, whether the rights of holding more than 5% of the shares and the performance of the new shareholders’ rights should be limited and there are still different understanding. To solve this problem, it is necessary to clarify several legal issues such as the nature of the investor’s buying behavior, the effectiveness of the securities trading contract in violation of the walking rules, whether it constitutes infringement, how to order correction, and whether civil liability should be borne.