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一、世界主要国家和地区证券稽查执法手段及执法权限分析证券稽查执法是指证券监管机构依据法律规定的职权对证券市场进行监督、管理,并对可能的违法行为进行调查、处罚的活动。主要的执法手段有常规调查、调查银行账户、传唤当事入、冻结证券账户、搜查、直接起诉以及向法院申请发出强制令、执行令、禁止令、破产令、清算令等。随着证券交易网络化的发
I. Analysis of Law Enforcement Measures and Enforcement Authority of Securities Inspection in Major Countries and Regions in the World Securities inspection and law enforcement refers to the activities of securities regulatory authorities that supervise and manage the securities market according to the powers and powers set forth by law and investigate and punish possible violations. Major law enforcement instruments include routine investigations, investigation of bank accounts, summoning parties, freezing of securities accounts, searching, direct prosecution and applying to the court for injunctions, executive orders, injunctions, bankruptcy orders, liquidation orders, etc. With the network of securities transactions made