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尽管改革开放以来我国的金融市场迅速发展,相关的立法也不断完善,金融机构代客理财业务也从无到有日益发展。但是不可忽视的是,由于本身发展时间较短,理论研究不成熟,立法规格比较简单粗陋,金融机构代客理财业务的纠纷不断涌现。本文对于完善金融机构代客理财业务立法与监管提出了一些粗浅看法,希望可以对金融机构代客理财业务立法与监管的规范发展提供帮助。
Despite the rapid development of China’s financial market since the reform and opening up and the relative legislation being continuously improved, the financial agency’s wealth management business has grown from scratch. But it can not be ignored that due to its short development period and the immature theoretical research, the legislative specifications are relatively simple and crude, and the disputes over the financial management of the client’s wealth management services continue to emerge. This article puts forward some superficial opinions on how to perfect the legislation and regulation of the financial agency’s business of valetting wealth management, hoping to help regulate the development of the legislation and regulation of the financial agency’s vanguard wealth management business.