传统上,欧盟金融服务业的法规与监管,一直(现在仍是)由各国监管机构组织实施,但当前欧洲各国监管机构的安排越来越多地受到了来自欧盟决策层面的影响。该文介绍了欧洲的金融法规结构,尤其是欧盟的证券监管,包括金融服务行动计划、欧洲证券监管委员会、《金融工具市场指引》等。 Traditionally, the regulation and regulation of the EU’s financial services industry has been (and still is) being put in place by regulatory authorities in various countries. However, the arrangements of the regulatory authorities in various European countries are increasingly influenced by the decision-making level of the EU. This article introduces the structure of European financial regulations, especially the EU’s securities regulation, including the Financial Services Action Plan, the European Commission on Securities Regulation and the Guidelines on the Financial Instruments Market.