论文部分内容阅读
各证券监管办公室、证券监管办事处、证券监管特派员办事处:根据《证券、期货投资咨询管理暂行办法》和《证券业从业人员资格管理暂行规定》,现将证券投资咨询人员从业资格申请和审核的有关事宜通知如下:一、申请人员的条件(一)具有中华人民共和国国籍;(二)具有完全的民事行为能力;(三)品行良好,正直诚实,具有良好的职业道德;(四)参加中国证券监督管理委员会(以下简称“证监会”)统一组织的证券业从业人员
Securities Regulatory Offices, Securities Regulatory Commissioners’ Offices: According to the Interim Measures for the Administration of Securities and Futures Investment Consulting and the Interim Provisions on the Qualification Management of Securities Practitioners, the application forms for the qualification of securities investment consultants and (1) Possess the citizenship of the People’s Republic of China; (2) Have complete capacity for civil conduct; (3) Have good conduct, be honest and honest and have good professional ethics; (4) Participate in securities industry practitioners organized by the China Securities Regulatory Commission (hereinafter referred to as “the CSRC”)