随着外汇管理由直接管理转向间接调控，经营外汇业务金融机构迅速增加，竞争日趋激烈，搞好外汇监管，树立金融外汇大监管意识，创建金融外汇大监管体系，已成为当务之急。笔者从“法律规范、行业自律、内部控制、央行监管、社会监督”五个层次，就做好合规性监管和风险监管进 As foreign exchange management has shifted from direct management to indirect regulation, it has become urgent to increase the number of financial institutions operating foreign exchange business, intensify competition, improve foreign exchange regulation, establish a sense of great supervision over financial foreign exchange and create a large regulatory system for financial foreign exchange. The author from the “legal norms, industry self-regulation, internal control, central bank supervision, social supervision,” the five levels, we will do a good job of regulatory compliance and risk supervision