论文部分内容阅读
规范化的董事责任的内容和标准是以控制经营者行为为核心的公司治理的基本规则。银行的特点决定了银行公司治理的特殊性,这需要强化银行董事责任,保障利益相关者的利益包括公共利益。银行董事应对银行及其股东、存款人和其他债权人,以及代表公共利益的政府金融管理部门等银行利益相关者承担责任。银行董事的责任可分为两类:一是与一般公司董事相同的私法上的信义责任,但承担责任的对象更广泛;二是公法上的信息披露、风险管理和合规管理等管制责任。两类责任体现了目前关于解决银行公司治理特殊问题的两种路径建议,对于银行公司的治理具有各自的积极意义和局限性,并可相互补充。
The contents and standards of the standardization of directors’ responsibilities are the basic rules of corporate governance with the core of controlling the behaviors of managers. The characteristics of the bank determine the particularity of the bank’s corporate governance. This requires strengthening the bank’s directors’ responsibilities and ensuring the interests of the stakeholders, including the public interest. Bank directors should assume responsibility for bank stakeholders such as banks and their shareholders, depositors and other creditors, and government financial authorities representing the public interest. The responsibilities of bank directors can be divided into two types. First, they share the same responsibilities as those of directors of ordinary companies in the private law. However, the responsibilities of bank directors are broader. Second, public liability controls such as information disclosure, risk management and compliance management. These two types of responsibilities reflect the two current proposals on resolving the special problems of the governance of a bank company, which have their own positive significance and limitations for the governance of a banking company, and can complement each other.